Community Bankers' Advisor

i  July - August, 2003

Page 3  


Recording Instruments

The North Dakota County Recorders Association has sent out a notice advising of the changes to N.D.C.C. Ch. 11-18. This notice provides as follows:
As of the effective date, 12/1/2003, an instrument presented for recording to the County Recorder will be deemed unrecordable and returned to the sender if that instrument bears a social security number or tax identification number of any kind.

Financial institutions should ensure that mortgages and deeds do not have social security numbers or tax ID numbers on them in any location on the document. However, this notice has raised the question of whether a financing statement filed as a fixture filing in county real estate records can be legally sufficient without a social security number. We advise our clients that the law still requires a social security number on a fixture filing. The amendments set out in HB 1092, read together, appear to mean that the secured party still can and still must include the debtor's social security number in order to make a valid fixture filing, but that the county recorder has the responsibility to redact that particular number off the fixture filing – the secured party cannot leave the number off the filing.
In plain English, do not include a social security number or tax ID number on a mortgage or deed, but do include the number on a financing statement filed as a fixture filing to be filed with the County Recorder.


Safe Deposit Box Ownership Problem
by Mary Beth Guard

Question: I have a dilemma concerning ownership of a safe deposit box. In my example I will use first names only just for expediency. I have a safe deposit box that was opened a year and a half ago in the name of Shirley and Laverne, let's say. Shirley was the person who

 

came in and she is the only person to sign the signature card. She signed the card as both an owner and a deputy (why, I don't know). On our system, the box was entered with Laverne being the owner. However, Laverne never signed the rental agreement. Since the time the box was rented, our records show only one entry into the box, and that was last week. On Wednesday, Shirley signed to get in the box at 11:00 a.m. As it turns out, Laverne died that day at 11:00. We were not directly notified of Laverne's death. We found out two days later in casual conversation with someone going to her funeral. I see so many things wrong I can't even verbalize what all they are, but my question to you is "How do I treat this box? Who should be considered the owner of the contents?" This is the only relationship our bank had with Laverne.

Answer: I wanted to publish your question because it serves as a great reminder of how screwy customer behavior can sometimes be. Regardless of which area of the bank you're dealing with, signature cards and other contracts completed by the customer should always be reviewed after they are executed - and before keys to a safe deposit box are handed over (or an account number is assigned on a deposit account or proceeds of a loan are disbursed, in other contexts) to ensure they have been properly completed.
Shirley, for some unknown reason, signed the safe deposit rental agreement as both renter/owner and deputy. Obviously, a person is either one or the other. If Laverne had signed as renter/owner, then it would have been plausible to think perhaps Shirley was just going to be a deputy on Laverne's box. With Laverne never showing up to sign, however, you don't even know for sure that Laverne ever knew about the box, nor do you know whether she intended to enter into the contract.
One thing is certain: you never had a valid, completed contractual agreement with Laverne. The only party you have a contract with is Shirley, and she's the only one who has accessed the box. I would treat Shirley as the owner of the contents.

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